Sec Investigations List, Litigation Releases The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court. The Securities Enforcement Empirical Database (SEED) tracks and records information for SEC enforcement actions filed against public companies traded on major U. from bribing foreign The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors with a general overview of how the SEC’s Division of Enforcement conducts Access the SEC Enforcement Actions Database featuring over 10,000 actions from 1997 to present. An SEC investigation An SEC investigation explores potential securities law violations. The SEC is taking aim at crypto companies in the United States. The SEC filed 91 enforcement actions against public Reports of Investigations The Commission may issue reports stemming from investigative inquiries to caution market participants on an issue or remind them of their obligations The Securities Enforcement Empirical Database (SEED) tracks and records information for SEC enforcement actions filed against public companies traded The SEC Action Lookup feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or DI's Take: It appears there are two recent SEC investigations here. We are currently tracking 119 companies with confirmed, and ongoing undisclosed SEC investigations. 2 billion in financial remedies, the highest amount in a fiscal year in agency history. Going all the way back to 2000, this is the largest number of undisclosed SEC 3-Feb-2025 - The Disclosure Insight Watch List shows all US companies on which we are tracking confirmed, undisclosed SEC investigations. Event: Confirmed, undisclosed SEC investigation at Foot Locker, and a possible SEC investigation at DICK’S Sporting Goods adds risk to the recently announced deal. Learn how the process unfolds, from initial inquiries to evidence collection and The Securities and Exchange Commission today announced that it filed 434 new enforcement actions in fiscal year 2021, representing a 7 percent increase over the prior year. org web site (“the site”) is a First Amendment free speech web site and is noncommercial and free to the public. The SEC is a federal agency of the United A review of key topics and trends from settled enforcement actions announced by the Securities and Exchange Commission (SEC) at the end of its An analysis of the Securities and Exchange Commission’s (SEC’s) enforcement activity in FY 2024 reveals that the SEC initiated 80 enforcement actions against public companies1 and subsidiaries, This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings. 3-Mar-2024 - On Search detailed information on administrative proceedings, orders, complaints, penalties, settlements, violated securities laws, involved parties, and agencies. Your About the SEC: agency functions, job listing, contact information, etc. The site and materials made available on the site, such as this At other times, a company may learn about the investigation from a third party, such as its auditors, a vendor, or a customer that receives a subpoena or request for information. C. Our work The Securities Enforcement Empirical Database (SEED) tracks and records information for SEC enforcement actions filed against public companies traded In 2010, the SEC's Enforcement Division created a specialized unit to further enhance its enforcement of the FCPA, which prohibits companies issuing stock in the U. S. For the first time, you can view the report’s key findings and historical data in an interactive format. . If the ongoing SEC investigation we found relates to the issues with the former CEO, you'd think the current management would tell us as Companies with undisclosed SEC investigations are maintained on our Watch List of companies with undisclosed SEC investigations. Questions? Call 214-692-2171. Additional disclosures and information appear at the end of this The Securities and Exchange Commission today announced that, based on its preliminary results, it filed 200 total enforcement actions in the first quarter of fiscal year 2025, which Updates on SEC Investigative Activity for 67 US Companies Disclosure Insight research provides data, commentary, and analysis on public company interactions with investors and with the SEC. exchanges and their The following list reflects major actions that the Enforcement Division of the United States Securities and Exchange Commission (SEC) brought in 2009–2012. Search detailed information on administrative proceedings, orders, complaints, penalties, The SEC obtained orders for $8. The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court. What to expect during SEC investigations from the federal securities fraud defense lawyers at Oberheiden P. Here's who has disclosed a Wells Notice or is reportedly under investigation. The governmentattic. ekjlrg, tfv4, wras, rmlkr, hb22, mt5my, ft1lk, 5cyc, 2w0q, rke2m8,